Ethics and Professionalism
Our practitioner developed resources will help you make practical judgments and navigate ambiguous ethical situations in your everyday roles to ensure that the Code of Ethics and Professional Standards remain at the heart of your decision-making.
Ethics and Professionalism
Ethics & Professionalism
0 CPD
Video
06.02.24
Ethics Learning Plan Introduction
ETHICS LEARNING PLAN: Get an introduction to CFA UK’s Ethics learning plan, and the case study which it will cover through various lenses.
Ethics & Professionalism
0.25 CPD
Video
06.02.24
Module 2: UK conduct regulations
ETHICS LEARNING PLAN, MODULE 2: Define the UK conduct regulations for financial services, and how these rules reframe the Lubrizol case through a different lens.
Ethics & Professionalism
0.25 CPD
Video
06.02.24
Module 3: Ethics and culture in the UK
ETHICS LEARNING PLAN, MODULE 3: Explore the obligations investment professionals working in the UK should follow, and whether David Sokol did the same.
Ethics & Professionalism
0.25 CPD
Video
06.02.24
Module 4: Employer and employee ethics
ETHICS LEARNING PLAN, MODULE 4: The relationship between employers and employees can be ethically uneasy. Learn how you can navigate it while retaining your integrity.
Ethics & Professionalism
0.25 CPD
Video
06.02.24
Module 5: Ethics and culture in the US and Asia
ETHICS LEARNING PLAN, MODULE 5: Consider how ethics is viewed and policed within the US and Asian markets, and whether Sokol’s actions stand up against these values.
Ethics & Professionalism
0.5 CPD
Video
06.02.24
Ethics Learning Plan Conclusion
ETHICS LEARNING PLAN, CONCLUSION: Weiyen Hung, CFA and Sofia Gandhi, CFA summarise what you’ve learned during the Ethics Learning Plan.
Ethics & Professionalism
0.25 CPD
Video
06.02.24
Module 1: David Sokol and Lubrizol
ETHICS LEARNING PLAN, MODULE 1: David Sokol advised Berkshire Hathaway to acquire Lubrizol. Consider the background to the acquisition and examine the ethics of Sokol’s decisions.
Ethics & Professionalism
0.75 CPD
Video
31.10.22
Behavioural economics and the next generation in finance
Learn how the study of behavioural ethics offers an innovative approach to why investment decisions are made, and how it can help to improve your own.
Ethics & Professionalism
0.75 CPD
Video
31.10.22
Why good people do bad things
Anita Raghavan explains how one of the most high-profile insider trading cases in Wall Street history shows how even the best investors can make costly mistakes.
Ethics & Professionalism
0.5 CPD
Video
24.01.22
Ethics in the real world
How should investment professionals handle themselves ethically within the industry? Consider four case studies to see how to tackle ethics in the real world.
Ethics & Professionalism
0.25 CPD
Video
06.02.24
Module 5: Ethics and culture in the US and Asia
ETHICS LEARNING PLAN, MODULE 5: Consider how ethics is viewed and policed within the US and Asian markets, and whether Sokol’s actions stand up against these values.
Ethics & Professionalism
0.5 CPD
Video
06.02.24
Ethics Learning Plan Conclusion
ETHICS LEARNING PLAN, CONCLUSION: Weiyen Hung, CFA and Sofia Gandhi, CFA summarise what you’ve learned during the Ethics Learning Plan.
Ethics & Professionalism
0.25 CPD
Video
06.02.24
Module 1: David Sokol and Lubrizol
ETHICS LEARNING PLAN, MODULE 1: David Sokol advised Berkshire Hathaway to acquire Lubrizol. Consider the background to the acquisition and examine the ethics of Sokol’s decisions.
Ethics & Professionalism
0.75 CPD
Video
31.10.22
Behavioural economics and the next generation in finance
Learn how the study of behavioural ethics offers an innovative approach to why investment decisions are made, and how it can help to improve your own.
